Publications

Showing 1 to 10 of 651 search results.

1. Investment Advice Assessment Tool [xlsx]

   Forms

   Published: 11/06/2025

   Our Investment Advice Assessment Tool

2. Application form for an MLR Individual at a cryptoasset business [pdf]

   Forms

   Published: 11/06/2025

   Applying to register under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (as amended)

3. Application form for an MLR Individual at a cryptoasset business [pdf]

   Forms

   Published: 11/06/2025

   The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 – MLR Individual Form

4. Financial Data Template for retail firms [xlsx]

   Forms

   Published: 28/02/2025

   Use the 'Guidance and Glossary' tab to determine which template is relevant to your business type, based on its size and legal status.

5. Financial Data Template for wholesale and consumer investment firms [xlsx]

   Forms

   Published: 28/02/2025

   Use the 'Guidance and Glossary' tab for information on how to fill out the template.

6. Pensions dashboards – registration codes request form [docx]

   Forms

   Published: 27/01/2025

   Request a registration code to access the Money and Pensions Service (MaPS) Pensions Dashboards ecosystem.

7. MTP reporting template [xlsx]

   Forms

   Published: 13/12/2024

   MTP reporting template.

8. Incident reporting fields document [xlsx]

   Forms

   Published: 13/12/2024

   Incident reporting fields document.

9. Consumer credit validation order form for agreements entered into before 1 April 2014 [docx]

   Forms

   Published: 25/10/2024

   Last modified: 01/04/2025

   Consumer credit validation order form for agreements entered into before 1 April 2014

10. Validation order consumer harm guidance notes [docx]

    Forms

    Published: 25/10/2024

    Validation Order Consumer Guidance Notes